Legal & Tokenization
Building a Compliance Checklist for a Digital-Securities Offering
A practical starting checklist for the compliance work behind a digital-securities offering — not a substitute for counsel.
Before the offering
Confirm the exemption and its limits, draft the offering documents, and define who is an eligible buyer.
Line up transfer restrictions and the technology to enforce them. Both have to work before token one sells.
During the offering
Track investor eligibility, caps, and disclosures. Keep records that an auditor or regulator could follow.
Watch for marketing that drifts outside the exemption. Promises made in a deck can undo a careful structure.
After the offering
Plan reporting, transfer-agent relationships, and resale windows. Some exemptions require ongoing filings.
Review the checklist with counsel at each stage. This is a starting framework, not legal advice.
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